SmartBe Wealth ETF

About the ETF

SBEA is an active global equity exchange traded fund (ETF) built on three factors that have historically been associated with higher returns. These factors are Equity, Value and Momentum. Equity-based investing targets the equity of a company rather than bonds, real estate or other asset classes. Value companies are those that have low prices relative to their reported financial performance. Momentum companies are those whose stock price performance has done well in the recent past. On top of these, we add Trend Following, a risk management technique that advocates investing in equity markets when they are trending positive and moving to lower risk assets when the trend is negative. Results from the analysis of historical market data show that exposure to these factors can result in higher returns with reduced risk.





Key Facts

Date ETF Started Jan. 31, 2019
Exchange NEO
Currency Canadian
Ticker Symbol SBEA
CUSIP 83191Q107
Index Provider Alpha Architect
Benchmark Index Solactive
Market Price – Last Close
Date of Last Close
Rebalancing Frequency Quarterly
Trend Overlay Monthly
Management Fees 0.86%
Management Expense Ratio (MER) 0.93% as at June 30, 2019
Daily NAV $ 20.28




Risk Rating

V

Low Low to Medium Medium Medium to High High

Performance

As of Jan. 31, 2020
Ticker Name Inception Date
SBEA SmartBe Global Value Momentum Trend Index ETF Jan. 31, 2019
YTD 1Y 3Y 5Y 10Y Incept
Canadian law does not allow the display of performance data for investment funds less than 1 year old. Jan. 31, 2019
Ticker Name YTD 1Y 3Y 5Y 10Y Incept Inception Date
SBEA SmartBe Global Value Momentum Trend Index ETF Canadian law does not allow the display of performance data for investment funds less than 1 year old. Jan. 31, 2019

Top 10 Holdings

As of Jan. 31, 2020
Ticker Name Percent of ETF
IMOM:US ALPHA INTL QUANT MOM ETF 19.31%
IVAL:US ALPHA INTL QUANT VALUE ETF 16.38%
QMOM:US ALPHA ARCHITECT US QUANTITATIVE MOM ETF 15.67%
QVAL:US ALPHA ARCHITECT US QUANTITATIVE VAL ETF 12.48%
CG CENTERRA GOLD INC COMMON 2.38%
KL KIRKLAND LAKE GOLD LTD 2.31%
BTO B2GOLD CORP COMMON 1.45%
TRI THOMSON REUTERS CORP 1.33%
PXT PAREX RESOURCES INC 1.32%
INE INNERGEX RENEWABLE ENERGY INC 1.29%
RNW TRANSALTA RENEWABLES INC COMMON 1.29%
SJ STELLA JONES INC 1.24%
QBR.B QUEBECOR INC 1.24%
TFII TFI INTERNATIONAL INC 1.23%
PVG PRETIUM RESOURCES INC. 1.23%
SU SUNCOR ENERGY INC 1.22%
VII SEVEN GENERATIONS ENERGY LTD 1.22%
BEP.UN BROOKFIELD RENEWABLE PARTNERS LP 1.22%
BYD BOYD GROUP SERVICES INC 1.21%
WN WESTON GEORGE LTD 1.21%
WPM WHEATON PRECIOUS METALS CORP 1.21%
DSG DESCARTES SYSTEMS GROUP INC COMMON 1.2%
LNR LINAMAR CORP 1.2%
IMO IMPERIAL OIL LTD 1.19%
AEM AGNICO-EAGLE MINES LTD CAD COMMON 1.18%
CSU CONSTELLATION SOFTWARE INC 1.17%
MG Magna International Inc. 1.13%
FN FIRST NATIONAL FINANCIAL CORP. 1.07%
AC AIR CANADA 1.07%
CCA COGECO COMMUNICATIONS INC 1.06%
FR FIRST MAJESTIC RESOURCE CORP COMMON 1.04%
OVV OVINTIV INC 0.97%
CANADIAN DOLLAR CANADIAN DOLLAR 0.25%
US DOLLAR US DOLLAR 0.09%

Breakdown

Asset Class

As of Jan. 31, 2020
Equity Cash Short-Term Income
99.66% 0.34% 0.0%


Exposure & Geographic

As of Jan. 31, 2020
Canada U.S.A. International
36.11% 28.22% 35.67%


Documents and Literature

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Cautionary Statements

The Units of the SmartBe ETF have not and will not be registered under the U.S. Securities Act of 1933, as amended (the “Act”), and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements under the Act. This press release does not constitute an offer to sell or a solicitation of any offer to buy the Units of the SmartBe ETF in the United States.

Not for distribution to U.S. Newswire Services or for dissemination in the United States. Any failure to comply with this restriction may constitute a violation of U.S. Securities Laws.

The Index is the exclusive property of Alpha Architect and is a service mark of Alpha Architect and has been licensed for use by SmartBe. The SmartBe ETF is not sponsored, endorsed, sold or promoted by Alpha Architect, nor does Alpha Architect make any representation regarding the advisability of investing in the SmartBe ETF.

NEITHER NEO Exchange Inc. NOR ITS MARKET REGULATOR (AS THAT TERM IS DEFINED IN THE POLICIES OF NEO Exchange Inc.) ACCEPTS RESPONSIBILITY FOR THE ADEQUACY OR ACCURACY OF THIS RELEASE.