SmartBe Wealth ETF

About the ETF

SBEA is an active global equity exchange traded fund (ETF) built on three factors that have historically been associated with higher returns. These factors are Equity, Value and Momentum. Equity-based investing targets the equity of a company rather than bonds, real estate or other asset classes. Value companies are those that have low prices relative to their reported financial performance. Momentum companies are those whose stock price performance has done well in the recent past. On top of these, we add Trend Following, a risk management technique that advocates investing in equity markets when they are trending positive and moving to lower risk assets when the trend is negative. Results from the analysis of historical market data show that exposure to these factors can result in higher returns with reduced risk.





Key Facts

Date ETF Started Jan. 24, 2019
Exchange NEO
Currency Canadian
Ticker Symbol SBEA
CUSIP 83191Q107
Index Provider Alpha Architect
Benchmark Index Solactive
Market Price – Last Close
Date of Last Close
Rebalancing Frequency Quarterly
Trend Overlay Monthly
Management Fees 0.86%
Management Expense Ratio (MER) 0.91%
Daily NAV $ 18.36




Risk Rating

V

Low Low to Medium Medium Medium to High High

Performance

As of Dec. 31, 2020
Ticker Name Inception Date
SBEA SmartBe Global Value Momentum Trend Index ETF Jan. 24, 2019
YTD 1M 3M 6M
-5.66% 3.26% 5.43% 9.57%
1Y Incept.
-5.66% -6.23%
Ticker Name YTD 1M 3M 6M 1Y Incept. Inception Date
SBEA SmartBe Global Value Momentum Trend Index ETF -5.66% 3.26% 5.43% 9.57% -5.66% -6.23% Jan. 24, 2019

Top 10 Holdings

As of Jan. 1, 2021
Ticker Name Percent of ETF
IMOM:US ALPHA INTL QUANT MOM ETF 20.46%
IVAL:US ALPHA INTL QUANT VALUE ETF 17.67%
QMOM:US ALPHA ARCHITECT US QUANTITATIVE MOM ETF 15.14%
QVAL:US ALPHA ARCHITECT US QUANTITATIVE VAL ETF 13.28%
BTO B2GOLD CORP COMMON 1.62%
LNR LINAMAR CORP 1.46%
FTT FINNING INTERNATIONAL LTD 1.29%
CTC.A CANADIAN TIRE CORP LTD CLASS A NON VOTIN 1.19%
CCL.B CCL INDS INC CL B N/V 1.12%
ELD ELDORADO GOLD CORP 1.02%
BLX BORALEX INC CL A NEW 1.01%
BLDP BALLARD POWER SYSTEMS INC 1.0%
TSE: WN WESTON GEORGE LTD 0.99%
ATD.B ALIMENTATION COUCHE-TARD CLB 0.98%
SJ STELLA JONES INC 0.96%
QBR.B QUEBECOR INC 0.95%
PAAS PAN AMERICAN SILVER CORP 0.95%
BCE BCE INC 0.95%
CCA COGECO COMMUNICATIONS INC 0.94%
LAC LITHIUM AMERICAS CORP 0.93%
PXT PAREX RESOURCES INC 0.93%
CP CP RAILWAY LTD. 0.92%
INE INNERGEX RENEWABLE ENERGY INC 0.91%
KEY KEYERA CORP 0.9%
SHOP SHOPIFY INC 0.9%
YRI.TO YAMANA GOLD INC COM 0.89%
NPI NORTHLAND POWER INC. 0.88%
CJT CARGOJET INC 0.88%
TIH TOROMONT INDS LTD 0.87%
JWEL JAMIESON WELLNESS INC 0.87%
TFII TFI INTERNATIONAL INC 0.86%
AIF ALTUS GROUP LTD. 0.86%
DSG DESCARTES SYSTEMS GROUP INC COMMON 0.85%
RBA RITCHIE BROS AUCTIONEERS INC 0.85%
EQX EQUINOX GOLD CORP 0.85%
FSV FIRSTSERVICE CORP 0.83%
KXS KINAXIS INC 0.82%
KL KIRKLAND LAKE GOLD LTD 0.74%
CAD CANADIAN DOLLAR 0.33%
USD US DOLLAR 0.0%

Breakdown

Asset Class

As of Jan. 1, 2021
Equity Cash Short-Term Income
99.66% 0.34% 0.0%


Exposure & Geographic

As of Jan. 1, 2021
Canada U.S.A. International
33.34% 28.47% 38.19%


Documents and Literature

EN
FR
Page:
<
>
Title
Date

Cautionary Statements

The Units of the SmartBe ETF have not and will not be registered under the U.S. Securities Act of 1933, as amended (the “Act”), and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements under the Act. This press release does not constitute an offer to sell or a solicitation of any offer to buy the Units of the SmartBe ETF in the United States.

Not for distribution to U.S. Newswire Services or for dissemination in the United States. Any failure to comply with this restriction may constitute a violation of U.S. Securities Laws.

The Index is the exclusive property of Alpha Architect and is a service mark of Alpha Architect and has been licensed for use by SmartBe. The SmartBe ETF is not sponsored, endorsed, sold or promoted by Alpha Architect, nor does Alpha Architect make any representation regarding the advisability of investing in the SmartBe ETF.

NEITHER NEO Exchange Inc. NOR ITS MARKET REGULATOR (AS THAT TERM IS DEFINED IN THE POLICIES OF NEO Exchange Inc.) ACCEPTS RESPONSIBILITY FOR THE ADEQUACY OR ACCURACY OF THIS RELEASE.